A&A news from around the web: Dec. 31 – Jan. 4, 2019

Written on Jan 04, 2019

4 tips for handling needy clients
Clients who want you at their beck and call can do more than just frustrate you—they also prevent you from giving exceptional customer service to your other clients. Here are four practical tips to prevent needy clients from derailing your business:

SEC announces 2019 examination priorities
The SEC’s Office of Compliance Inspections and Examinations has announced its 2019 examination priorities. OCIE publishes its exam priorities annually to promote transparency of its examination program and provide insights into the areas it believes present potentially heightened risk to investors or the integrity of the U.S. capital markets.

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